Browsing: Court

Janet Yellen, U.S. Treasury secretary, on a tour of the Financial Crimes Enforcement Network (FinCEN) in Vienna, Virginia, on Jan. 8, 2024.Valerie Plesch/Bloomberg via Getty ImagesAn…

Multiethnic group of businesspeople sitting together and in a boardroom meeting in the office.getty Wall Street’s second-largest exchange now faces a dramatic shift in its push…

A recent court ruling says FINRA can no longer shut down broker-dealers on its own and now requires SEC approval. That’s good news for unscrupulous brokerages,…

Unlock the Editor’s Digest for freeThe chief prosecutor for England and Wales has called for a review of how criminal defence lawyers are paid, warning that…

Activists and students protest in front of the Supreme Court during a rally for student loan … [+] forgiveness in Washington, DC, on February 28, 2023.…

Regulatory justice prevailed with a federal district court injunction staying the politically motivated CRA final rule, the most complicated and convoluted regulation ever, writes Ken Thomas.…

Unlock the Editor’s Digest for freeStandard Chartered is taking legal action against several of its own investors, including a hedge fund run by DE Shaw, in…