Browsing: SEC

Key insight: SEC and FINRA granted the necessary approvals for WisdomTree to launch 24/7 trading and settlement for its tokenized money market fund.Expert quote: “The fact…

The Securities and Exchange Commission appears to have finally acknowledged that tokenized securities are still … securities. For broker-dealers seeking to offer tokenized securities custody, the…

The Jefferies Financial Group Inc. headquarters in New York, US, on Monday, Oct. 20, 2025. Michael Nagle | Bloomberg | Getty ImagesThe U.S. Securities and Exchange…

Key insight: The SEC dismissed its case against SolarWinds and its top cybersecurity officer “with prejudice,” meaning the charges cannot be refiled, formally ending years of…

SEC Rule 144: Definition and impacts Source link

What’s at stake: The bipartisan bill shows that Democratic lawmakers are coming on board for regulatory relief for small financial firms. Key insight: The bill would require…

D3sign | Moment | Getty ImagesIf you want to access investments typically reserved for the wealthy, regulators may someday let you — provided you can pass…

The U.S. Capitol is seen in the morning on Capitol Hill in Washington, D.C., U.S., July 15, 2025. Ken Cedeno | ReutersMore consumers could gain access…

Boldin Advisors Achieves National Registration from the SEC, Expanding Access to Tech-Enabled Fee-Only Planning – Boldin Skip to main content Source link

Medallion Financial must pay a multimillion civil money penalty as part of a settlement it has reached with the Securities and Exchange Commission, which accused the…