Browsing: SEC

Key insight: Securitize confirmed former SEC Markets and Trading Director Brett Redfearn to president of the company as it preps to go public and tokenize securities.What’s…

Jay Clayton said regulators would likely examine the unusual burst of trading activity early Monday that preceded a market-moving social media post from President Donald Trump.”Any…

Key insight: Ally’s cash-enhanced accounts were engineered so that the company could make up revenue that it lost from not charging advisory fees, according to the…

Securities and Exchange Commission (SEC): What it is and how it regulates financial markets Source link

Key insight: SEC and FINRA granted the necessary approvals for WisdomTree to launch 24/7 trading and settlement for its tokenized money market fund.Expert quote: “The fact…

The Securities and Exchange Commission appears to have finally acknowledged that tokenized securities are still … securities. For broker-dealers seeking to offer tokenized securities custody, the…

The Jefferies Financial Group Inc. headquarters in New York, US, on Monday, Oct. 20, 2025. Michael Nagle | Bloomberg | Getty ImagesThe U.S. Securities and Exchange…

Key insight: The SEC dismissed its case against SolarWinds and its top cybersecurity officer “with prejudice,” meaning the charges cannot be refiled, formally ending years of…

SEC Rule 144: Definition and impacts Source link

What’s at stake: The bipartisan bill shows that Democratic lawmakers are coming on board for regulatory relief for small financial firms. Key insight: The bill would require…